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Unregistered Crypto Sales Land CEO And Companies In Hot Water With SEC: Slapped With $4M Fine
Monday, May 1, 2023 - 1:41pm | 330Read More...The U.S. Securities and Exchange Commission (SEC) announced settled charges against Seattle-based Coinme Inc., its subsidiary Up, Global SEZC (Up Global) and Neil Bergquist for conducting unregistered offers and sales of a cryptocurrency asset called UpToken. The SEC's...
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Crypto Founder Allegedly Uses Investor Funds For Gambling: SEC Charges Beaxy And Executives
Thursday, March 30, 2023 - 5:02pm | 323Read More...The U.S. Securities and Exchange Commission (SEC) charged crypto platform Beaxy and its executives for violating securities laws by not registering as a broker, exchange or clearing agency. Beaxy founder Artak Hamazaspyan and Beaxy Digital Ltd. were also charged for raising $8 million through an...
